Is the SQL WHERE clause short-circuit evaluated?
Asked Answered
O

16

172

Are boolean expressions in SQL WHERE clauses short-circuit evaluated ?

For example:

SELECT * 
FROM Table t 
WHERE @key IS NULL OR (@key IS NOT NULL AND @key = t.Key) 

If @key IS NULL evaluates to true, is @key IS NOT NULL AND @key = t.Key evaluated?

If no, why not?

If yes, is it guaranteed? Is it part of ANSI SQL or is it database specific?

If database specific, SQLServer? Oracle? MySQL?

Orthopsychiatry answered 25/4, 2009 at 16:11 Comment(8)
Isn't the clause @key IS NOT NULL redundant? The @key IS NULL clause on the LHS takes care of this no?Arleyne
@splender - depends on the answer to the questionOrthopsychiatry
@Greg: I agree with spender. I don't see the lack or presence of short-circuiting making any difference. If @key IS NULL, then @key = t.Key will always return false, as NULL != NULL (that's why we use IS NULL, after all).Wanderjahr
@Michael and @Arleyne - The point of the question is, does the second condition evaluate or not. The point of the question is not, is this specific SQL statement written in as few characters as possible. In more complicated examples it would undoubtedly matter, as if the where clause short circuits, you could write expressions that would otherwise be erroneous.Orthopsychiatry
If anyone still cares: SELECT (value IS NULL) OR (value IS NOT NULL AND value='something') returns no rows @MySQL Server 5.1.36-communityDiscriminatory
Remember that SQL is a declarative language, where you don't define how something should be done. You basically describe the result you want.Gotha
Short circuiting implies evaluating conditions from left to right. Given a condition such as WHERE a = 1 AND b = 2 it could be efficient for database engine to find all rows where b = 2 first, then filter where a = 1. If you ask for guarantee then optimizer becomes useless.Quiver
In SQL Server 2017, running DECLARE @key VARCHAR(10) = NULL; SELECT 'a' FROM LargeTable WHERE @key IS NULL OR (@key IS NOT NULL AND IndexedColumn = @key) with an execution plan that shows an index scan. While only a simple test, it suggests that both sides of the OR, and both sides of the AND even though short-circuiting is possible.Neumeyer
G
86

ANSI SQL Draft 2003 5WD-01-Framework-2003-09.pdf

6.3.3.3 Rule evaluation order

[...]

Where the precedence is not determined by the Formats or by parentheses, effective evaluation of expressions is generally performed from left to right. However, it is implementation-dependent whether expressions are actually evaluated left to right, particularly when operands or operators might cause conditions to be raised or if the results of the expressions can be determined without completely evaluating all parts of the expression.

Grayling answered 26/5, 2009 at 9:23 Comment(6)
Implementation-dependent? Great. Good to know, too. At least CASE is short-circuited.Waylay
Doesn't this mean that the expression evaluations are ill-defined? "(0=0 OR NULL)", is always NULL if all terms are evaluated, but always true if evaluated left-to-right and short circuited.Windham
SQL is a declarative language, it basically expresses the logic of the computation without describing its control flow; which sort of contradicts the imperative style of short-circuit evaluation and its consequences.Burdine
I hadn't thought about it that way @JorgeGarcia. I guess short-circuit evaluation does implicitly force an order on operations. I am wrestling with some code where this is possibly at the root of a subtle issue. Thanks for the insight.Disruption
@Windham 0 = 0 or null = true or null = true, regardless of whether it is short circuited, since null is semantically equal to unknown, and it does not matter whether the unknown in this disjunction was (unbeknownst to us) true or false, since true or false is true, and true or true is alsotrue. null or 0 = 0 would also be true.Tidings
So, from the above answer and the comments, we can conclude that we should NOT depend on the side effects of boolean expression but on the value of the expression itself.Abfarad
S
67

From the above, short circuiting is not really available.

If you need it, I suggest a Case statement:

Where Case when Expr1 then Expr2 else Expr3 end = desiredResult

Expr1is always evaluated, but only one of Expr2 and Expr3 will be evaluated per row.

Sourdough answered 7/9, 2012 at 15:10 Comment(2)
That depends on the RDBMS's implementation I assume. For SQL Server at least, there exists at least one exception that is documented to not show this behaviour (i.e. short-circuiting); cf CASE (Transact-SQL) - Remarks. I quoted this case in this answer I gave on the question Sql - Explicit order of WHERE conditions?.Scrap
Case expression, not statement.Witchhunt
L
19

I think this is one of the cases where I'd write it as if it didn't short-circuit, for three reasons.

  1. Because for MSSQL, it's not resolved by looking at BOL in the obvious place, so for me, that makes it canonically ambiguous.

  2. because at least then I know my code will work. And more importantly, so will those who come after me, so I'm not setting them up to worry through the same question over and over again.

  3. I write often enough for several DBMS products, and I don't want to have to remember the differences if I can work around them easily.

Lenalenard answered 25/4, 2009 at 18:6 Comment(2)
Great suggestion. It doesn't answer the question, but it is a great pragmatic point of view. so +1Orthopsychiatry
Agreed. But interestingly I've noticed Entity Framework will leave a short circuit logic statement intact. Not sure if that's a potential bug for this reason or if they knew something about SQL server we don't.Kephart
R
12

I don't believe that short circuiting in SQL Server (2005) is guaranteed. SQL Server runs your query through its optimization algorithm that takes into account a lot of things (indexes, statistics, table size, resources, etc) to come up with an effective execution plan. After this evaluation, you can't say for sure that your short circuit logic is guaranteed.

I ran into the same question myself sometime ago and my research really did not give me a definitive answer. You may write a small query to give you a sense of proof that it works but can you be sure that as the load on your database increases, the tables grow to be bigger, and things get optimized and changed in the database, that conclusion will hold. I could not and therefore erred on the side of caution and used CASE in WHERE clause to ensure short circuit.

Rue answered 25/4, 2009 at 16:43 Comment(0)
N
7

You have to keep in mind how databases work. Given a parameterized query the db builds an execution plan based on that query without the values for the parameters. This query is used every time the query is run regardless of what the actual supplied values are. Whether the query short-circuits with certain values will not matter to the execution plan.

Necessarian answered 25/4, 2009 at 23:58 Comment(2)
it matters for execution speed!Oporto
Just because that's the way it currently work doesn't mean it cannot be changed. We have to separate model/semantics from implementation. Execution plans are implemented internally to optimize the execution of queries... and short circuit semantics not only contradict the declarative nature of SQL but may constrain such optimizations. However, If short circuit evaluation semantics were to be supported by the DBMS, the implementation of execution plans would change to support such semantics.Burdine
H
5

I typically use this for optional parameters. Is this the same as short circuiting?

SELECT  [blah]
FROM    Emp
WHERE  ((@EmpID = -1) OR (@EmpID = EmpID))

This gives me the option to pass in -1 or whatever to account for optional checking of an attribute. Sometimes this involves joining on multiple tables, or preferably a view.

Very handy, not entirely sure of the extra work that it gives to the db engine.

Holophrastic answered 28/4, 2009 at 20:22 Comment(1)
Interestingly for me this seems to have started not working in MySQL 8Deccan
A
4

Just stumbled over this question, and had already found this blog-entry: http://rusanu.com/2009/09/13/on-sql-server-boolean-operator-short-circuit/

The SQL server is free to optimize a query anywhere she sees fit, so in the example given in the blog post, you cannot rely on short-circuiting.

However, a CASE is apparently documented to evaluate in the written order - check the comments of that blog post.

Alansen answered 14/8, 2012 at 19:33 Comment(0)
F
2

For SQL Server, I think it depends on the version but my experience with SQL Server 2000 is that it still evaluates @key = t.Key even when @key is null. In other words, it does not do efficient short circuiting when evaluating the WHERE clause.

I've seen people recommending a structure like your example as a way of doing a flexible query where the user can enter or not enter various criteria. My observation is that Key is still involved in the query plan when @key is null and if Key is indexed then it does not use the index efficiently.

This sort of flexible query with varying criteria is probably one case where dynamically created SQL is really the best way to go. If @key is null then you simply don't include it in the query at all.

Forme answered 25/4, 2009 at 16:32 Comment(0)
C
1

Main characteristic of short circuit evaluation is that it stops evaluating the expression as soon as the result can be determined. That means that rest of expression can be ignored because result will be same regardless it is evaluated or not.

Binary boolean operators are comutative, meaning:

a AND b == b AND a
a OR  b == b OR  a
a XOR b == b XOR a

so there is no guarantee on order of evaluation. Order of evaluation will be determined by query optimizer.

In languages with objects there can be situations where you can write boolean expressions that can be evaluated only with short circuit evaluation. Your sample code construction is often used in such languages (C#, Delphi, VB). For example:

if(someString == null | someString.Length == 0 )
  printf("no text in someString");

This C# example will cause exception if someString == null because it will be fully evaluated. In short circuit evaluation, it will work every time.

SQL operates only on scalar variables (no objects) that cannot be uninitialized, so there is no way to write boolean expression that cannot be evaluated. If you have some NULL value, any comparison will return false.

That means that in SQL you cannot write expression that is differently evaluated depending on using short circuit or full evaluation.

If SQL implementation uses short circuit evaluation, it can only hopefully speed up query execution.

Costume answered 25/4, 2009 at 18:25 Comment(1)
Yep, boolean operators are commutative. I don't think objects (or not) have anything to do with it.Orthopsychiatry
F
1

i don't know about short circuting, but i'd write it as an if-else statement

if (@key is null)
begin

     SELECT * 
     FROM Table t 

end
else
begin

     SELECT * 
     FROM Table t 
     WHERE t.Key=@key

end

also, variables should always be on the right side of the equation. this makes it sargable.

http://en.wikipedia.org/wiki/Sargable

Foresight answered 25/4, 2009 at 22:58 Comment(4)
Can anyone corroborate the it about the variables on the right? For some reason I have a hard time believing it.Orthopsychiatry
searchoracle.techtarget.com/expert/KnowledgebaseAnswer/… can't find much else right nowForesight
As I understand the article. It is talking about functions on column names not being sargable. Which I understand. I dont, however, think (A = @a) or (@a = A) matters.Orthopsychiatry
i might be wrong. might be a good question if it doesn't already exist.Foresight
E
1

Below a quick and dirty test on SQL Server 2008 R2:

SELECT *
FROM table
WHERE 1=0
AND (function call to complex operation)

This returns immediately with no records. Kind of short circuit behavior was present.

Then tried this:

SELECT *
FROM table
WHERE (a field from table) < 0
AND (function call to complex operation)

knowing no record would satisfy this condition:

(a field from table) < 0

This took several seconds, indicating the short circuit behavior was not there any more and the complex operation was being evaluated for every record.

Hope this helps guys.

Enforcement answered 25/7, 2012 at 14:27 Comment(1)
My guess is that the first query was "short circuited" in compile time, before execution of the plan actually started.Orville
C
1

Here is a demo to prove that MySQL does perform WHERE clause short-circuiting:

http://rextester.com/GVE4880

This runs the following queries:

SELECT myint FROM mytable WHERE myint >= 3 OR myslowfunction('query #1', myint) = 1;
SELECT myint FROM mytable WHERE myslowfunction('query #2', myint) = 1 OR myint >= 3;

The only difference between these is the order of operands in the OR condition.

myslowfunction deliberately sleeps for a second and has the side effect of adding an entry to a log table each time it is run. Here are the results of what is logged when running the above two queries:

myslowfunction called for query #1 with value 1
myslowfunction called for query #1 with value 2
myslowfunction called for query #2 with value 1
myslowfunction called for query #2 with value 2
myslowfunction called for query #2 with value 3
myslowfunction called for query #2 with value 4

The above shows that a slow function is executed more times when it appears on the left side of an OR condition when the other operand isn't always true (due to short-circuiting).

Cowbird answered 15/11, 2016 at 15:49 Comment(2)
Hmm what you probably meant to say "Here is a demo to prove that MySQL does perform WHERE clause short-circuiting in this particular instance:"Scrap
Sure - it's just a proof that it can happen.Cowbird
G
0

This takes an extra 4 seconds in query analyzer, so from what I can see IF is not even shorted...

SET @ADate = NULL

IF (@ADate IS NOT NULL)
BEGIN
    INSERT INTO #ABla VALUES (1)
        (SELECT bla from a huge view)
END

It would be nice to have a guaranteed way!

Gosh answered 25/5, 2009 at 4:58 Comment(0)
S
0

it appears to be

select null where 1/0=0 or 1=1 -> fails with a divide by 0 err

select null where 1=1 1/0=0 -> succeeds

Sauter answered 12/10, 2023 at 9:24 Comment(0)
I
-1

The quick answer is: The "short-circuit" behavior is undocumented implementation. Here's an excellent article that explains this very topic.

Understanding T-SQL Expression Short-Circuiting

Isolde answered 14/4, 2021 at 23:41 Comment(0)
G
-4

It is but obvious that MS Sql server supports Short circuit theory, to improve the performance by avoiding unnecessary checking,

Supporting Example:

SELECT 'TEST'
WHERE 1 = 'A'

SELECT 'TEST'
WHERE 1 = 1 OR 1 = 'A'

Here, the first example would result into error 'Conversion failed when converting the varchar value 'A' to data type int.'

While the second runs easily as the condition 1 = 1 evaluated to TRUE and thus the second condition doesn't ran at all.

Further more

SELECT 'TEST'
WHERE 1 = 0 OR 1 = 'A'

here the first condition would evaluate to false and hence the DBMS would go for the second condition and again you will get the error of conversion as in above example.

NOTE: I WROTE THE ERRONEOUS CONDITION JUST TO REALIZE WEATHER THE CONDITION IS EXECUTED OR SHORT-CIRCUITED IF QUERY RESULTS IN ERROR MEANS THE CONDITION EXECUTED, SHORT-CIRCUITED OTHERWISE.

SIMPLE EXPLANATION

Consider,

WHERE 1 = 1 OR 2 = 2

as the first condition is getting evaluated to TRUE, its meaningless to evaluate the second condition because its evaluation in whatever value would not affect the result at all, so its good opportunity for Sql Server to save Query Execution time by skipping unnecessary condition checking or evaluation.

in case of "OR" if first condition is evaluated to TRUE the entire chain connected by "OR" would considered as evaluated to true without evaluating others.

condition1 OR condition2 OR ..... OR conditionN

if the condition1 is evaluated to true, rest all of the conditions till conditionN would be skipped. In generalized words at determination of first TRUE, all other conditions linked by OR would be skipped.

Consider the second condition

WHERE 1 = 0 AND 1 = 1

as the first condition is getting evalutated to FALSE its meaningless to evaluate the second condition because its evaluation in whatever value would not affect the result at all, so again its good opportunity for Sql Server to save Query Execution time by skipping unnecessary condition checking or evaluation.

in case of "AND" if first condition is evaluated to FALSE the entire chain connected with the "AND" would considered as evaluated to FALSE without evaluating others.

condition1 AND condition2 AND ..... conditionN

if the condition1 is evaluated to FALSE, rest all of the conditions till conditionN would be skipped. In generalized words at determination of first FALSE, all other conditions linked by AND would be skipped.

THEREFOR, A WISE PROGRAMMER SHOULD ALWAYS PROGRAM THE CHAIN OF CONDITIONS IN SUCH A WAY THAT, LESS EXPENSIVE OR MOST ELIMINATING CONDITION GETS EVALUATED FIRST, OR ARRANGE THE CONDITION IN SUCH A WAY THAT CAN TAKE MAXIMUM BENEFIT OF SHORT CIRCUIT

Grab answered 12/6, 2015 at 7:57 Comment(1)
Downvote reason: always test things on a real server with realistic data. Seems my previous comment got eaten.Triangle

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