How do I find out which process is locking a file using .NET?
Asked Answered
M

18

192

I've seen several of answers about using Handle or Process Monitor, but I would like to be able to find out in my own code (C#) which process is locking a file.

I have a nasty feeling that I'm going to have to spelunk around in the win32 API, but if anyone has already done this and can put me on the right track, I'd really appreciate the help.

Update

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Mccloskey answered 25/11, 2008 at 11:34 Comment(0)
I
38

One of the good things about handle.exe is that you can run it as a subprocess and parse the output.

We do this in our deployment script - works like a charm.

Imagine answered 25/11, 2008 at 11:48 Comment(5)
but handle.exe can't be distributed with your softwareBowrah
Good point. This wasn't a problem with the deployment script (used internally), but would be in other scenarios.Imagine
any full source code sample in C#? valid too for get process is locking a FOLDER ?Chinookan
Check out my answer for a solution that does not require handle.exe https://mcmap.net/q/58050/-how-do-i-find-out-which-process-is-locking-a-file-using-netHakan
"You must have administrative privilege to run Handle."Antipyrine
H
182

Long ago it was impossible to reliably get the list of processes locking a file because Windows simply did not track that information. To support the Restart Manager API, that information is now tracked.

I put together code that takes the path of a file and returns a List<Process> of all processes that are locking that file.

using System.Runtime.InteropServices;
using System.Diagnostics;
using System;
using System.Collections.Generic;

public static class FileUtil
{
    [StructLayout(LayoutKind.Sequential)]
    struct RM_UNIQUE_PROCESS
    {
        public int dwProcessId;
        public System.Runtime.InteropServices.ComTypes.FILETIME ProcessStartTime;
    }

    const int RmRebootReasonNone = 0;
    const int CCH_RM_MAX_APP_NAME = 255;
    const int CCH_RM_MAX_SVC_NAME = 63;

    enum RM_APP_TYPE
    {
        RmUnknownApp = 0,
        RmMainWindow = 1,
        RmOtherWindow = 2,
        RmService = 3,
        RmExplorer = 4,
        RmConsole = 5,
        RmCritical = 1000
    }

    [StructLayout(LayoutKind.Sequential, CharSet = CharSet.Unicode)]
    struct RM_PROCESS_INFO
    {
        public RM_UNIQUE_PROCESS Process;

        [MarshalAs(UnmanagedType.ByValTStr, SizeConst = CCH_RM_MAX_APP_NAME + 1)]
        public string strAppName;

        [MarshalAs(UnmanagedType.ByValTStr, SizeConst = CCH_RM_MAX_SVC_NAME + 1)]
        public string strServiceShortName;

        public RM_APP_TYPE ApplicationType;
        public uint AppStatus;
        public uint TSSessionId;
        [MarshalAs(UnmanagedType.Bool)]
        public bool bRestartable;
    }

    [DllImport("rstrtmgr.dll", CharSet = CharSet.Unicode)]
    static extern int RmRegisterResources(uint pSessionHandle,
                                          UInt32 nFiles,
                                          string[] rgsFilenames,
                                          UInt32 nApplications,
                                          [In] RM_UNIQUE_PROCESS[] rgApplications,
                                          UInt32 nServices,
                                          string[] rgsServiceNames);

    [DllImport("rstrtmgr.dll", CharSet = CharSet.Auto)]
    static extern int RmStartSession(out uint pSessionHandle, int dwSessionFlags, string strSessionKey);

    [DllImport("rstrtmgr.dll")]
    static extern int RmEndSession(uint pSessionHandle);

    [DllImport("rstrtmgr.dll")]
    static extern int RmGetList(uint dwSessionHandle,
                                out uint pnProcInfoNeeded,
                                ref uint pnProcInfo,
                                [In, Out] RM_PROCESS_INFO[] rgAffectedApps,
                                ref uint lpdwRebootReasons);

    /// <summary>
    /// Find out what process(es) have a lock on the specified file.
    /// </summary>
    /// <param name="path">Path of the file.</param>
    /// <returns>Processes locking the file</returns>
    /// <remarks>See also:
    /// http://msdn.microsoft.com/en-us/library/windows/desktop/aa373661(v=vs.85).aspx
    /// http://wyupdate.googlecode.com/svn-history/r401/trunk/frmFilesInUse.cs (no copyright in code at time of viewing)
    /// 
    /// </remarks>
    static public List<Process> WhoIsLocking(string path)
    {
        uint handle;
        string key = Guid.NewGuid().ToString();
        List<Process> processes = new List<Process>();

        int res = RmStartSession(out handle, 0, key);
        if (res != 0) throw new Exception("Could not begin restart session.  Unable to determine file locker.");

        try
        {
            const int ERROR_MORE_DATA = 234;
            uint pnProcInfoNeeded = 0,
                 pnProcInfo = 0,
                 lpdwRebootReasons = RmRebootReasonNone;

            string[] resources = new string[] { path }; // Just checking on one resource.

            res = RmRegisterResources(handle, (uint)resources.Length, resources, 0, null, 0, null);

            if (res != 0) throw new Exception("Could not register resource.");                                    

            //Note: there's a race condition here -- the first call to RmGetList() returns
            //      the total number of process. However, when we call RmGetList() again to get
            //      the actual processes this number may have increased.
            res = RmGetList(handle, out pnProcInfoNeeded, ref pnProcInfo, null, ref lpdwRebootReasons);

            if (res == ERROR_MORE_DATA)
            {
                // Create an array to store the process results
                RM_PROCESS_INFO[] processInfo = new RM_PROCESS_INFO[pnProcInfoNeeded];
                pnProcInfo = pnProcInfoNeeded;

                // Get the list
                res = RmGetList(handle, out pnProcInfoNeeded, ref pnProcInfo, processInfo, ref lpdwRebootReasons);
                if (res == 0)
                {
                    processes = new List<Process>((int)pnProcInfo);

                    // Enumerate all of the results and add them to the 
                    // list to be returned
                    for (int i = 0; i < pnProcInfo; i++)
                    {
                        try
                        {
                            processes.Add(Process.GetProcessById(processInfo[i].Process.dwProcessId));
                        }
                        // catch the error -- in case the process is no longer running
                        catch (ArgumentException) { }
                    }
                }
                else throw new Exception("Could not list processes locking resource.");                    
            }
            else if (res != 0) throw new Exception("Could not list processes locking resource. Failed to get size of result.");                    
        }
        finally
        {
            RmEndSession(handle);
        }

        return processes;
    }
}

Using from Limited Permission (e.g. IIS)

This call accesses the registry. If the process does not have permission to do so, you will get ERROR_WRITE_FAULT, meaning An operation was unable to read or write to the registry. You could selectively grant permission to your restricted account to the necessary part of the registry. It is more secure though to have your limited access process set a flag (e.g. in the database or the file system, or by using an interprocess communication mechanism such as queue or named pipe) and have a second process call the Restart Manager API.

Granting other-than-minimal permissions to the IIS user is a security risk.

Hakan answered 16/12, 2013 at 23:48 Comment(23)
Has anyone tried that, it looks that it could really work (for windows above Vista and srv 2008)Rosarosabel
Is there a way to make this work for remote processes?Yehudit
Confirmed here as well. Thanks much for posting this! +1Fettle
Is there a way to do this in WinXP?Barrada
@Blagoh: I do not believe the Restart Manager is available on Windows XP. You would need to resort to one of the other, less accurate methods posted here.Hakan
You're right its not availalbe in xp. Thanks for prompt reply. Is there any you would recommend. I like/trust your experience. Do you know about using "Runtime dynamic linking" to identify the process? Could you comment on its accuracy please.Barrada
@Blagoh: If you just want to know who is locking a specific DLL, you can use tasklist /m YourDllName.dll and parse the output. See #153006Hakan
Thanks for that. However it's a not a dll, its a text file. :(Barrada
Only solution that doesn't require 3rd party tools or undocumented API calls. Should well be the accepted answer.Ibo
@MichaelRayLovett: I have not seen anything about Restart Manager being depreciated. Perhaps post a simple demonstration case as a new question on Stack Overflow. Reference this question and ask what changes need to be made to get your code to work on that .NET version and Windows version.Hakan
I've tried this out (and it works) on Windows 2008R2, Windows 2012R2, Windows 7 and Windows 10. I found that it had to be run with elevated privileges in a lot of circumstances otherwise it fails when trying to get the list of processes locking a file.Autrey
This is fantastic. It's working on Windows 7. Thank you so much for this code.Parmer
This solution works on Windows 10 however keep in mind if the program accessing said file is not putting a lock on it it'll return false. i.e: you can't tell if a .txt file is being accessed. I'm looking for a more consistent solution to this in this question: #37277462Harney
@MichalHainc: ERROR_WRITE_FAULT means An operation was unable to read or write to the registry. msdn.microsoft.com/en-us/library/windows/desktop/… You could selectively grant permission to your IIS user to the necessary part of the registry. More secure though to have your IIS process set a flag (e.g. in the database or the file system, or by using an interprocess communication mechanism such as queue or named pipe) and have a second process call the Restart Manager API. Granting other-than-minimal permissions to the IIS user is a security risk.Hakan
It works on Win10 (x64) but throws exception "System.ComponentModel.Win32Exception: A 32 bit processes cannot access modules of a 64 bit process." on Win2008R2 (x64)Cotswolds
I don't understand why RmGetList() needs to return ERROR_MORE_DATA in order for it to work. It's returning 5 for me and throwing an error.Boden
Can't get it to work with web browsers. I need to detect if a file is open using a web browser. Is it possible ?Durazzo
@AnisTissaoui If you mean a file on the client machine where the browser is running, not without some sort of plugin that has native access. It would be a huge security flaw if browsers gave direct file system access like that.Hakan
@EricJ. When it didn't work i was like "What kind of special access browsers have to the file system ?". I need to study browsers a bit more i assume. I would appreciate sharing any resources on how browsers access client machine file system :) .Durazzo
Thank you so much. This really works for my problem.Fidler
This doesn't work for me. It shows nothing is locking the file but the I see the file being locked with lockhunter.Jamaaljamaica
Does this work for 64bit? RmGetList always returns 0 for me.Yourself
Worked perfectly on Windows 10, 64-bit. Thank you so much.Occur
S
77

This question had an original answer that is now over 7 years old. That code is preserved at https://gist.github.com/i-e-b/2290426 This old version might work for you if you need to use Windows XP for some reason.

A much better answer is at How to check for file lock?

I've replicated Eric J's answer below (with using statements added, and class & method names to match the old code that was here) Please note that the comments to this answer may be out-of-date.

Research by user 'Walkman' is ongoing to improve the older code, as there are some conditions where the Restart Manager does not list all locks. See Github repo: https://github.com/Walkman100/FileLocks

Use like:

List<Process> locks = Win32Processes.GetProcessesLockingFile(@"C:\Hello.docx");

Code:

using System;
using System.Collections.Generic;
using System.Diagnostics;
using System.Runtime.InteropServices;

namespace FileLockInfo
{
    public static class Win32Processes
    {
        /// <summary>
        /// Find out what process(es) have a lock on the specified file.
        /// </summary>
        /// <param name="path">Path of the file.</param>
        /// <returns>Processes locking the file</returns>
        /// <remarks>See also:
        /// http://msdn.microsoft.com/en-us/library/windows/desktop/aa373661(v=vs.85).aspx
        /// http://wyupdate.googlecode.com/svn-history/r401/trunk/frmFilesInUse.cs (no copyright in code at time of viewing)
        /// </remarks>
        public static List<Process> GetProcessesLockingFile(string path)
        {
            uint handle;
            string key = Guid.NewGuid().ToString();
            int res = RmStartSession(out handle, 0, key);

            if (res != 0) throw new Exception("Could not begin restart session.  Unable to determine file locker.");

            try
            {
                const int MORE_DATA = 234;
                uint pnProcInfoNeeded, pnProcInfo = 0, lpdwRebootReasons = RmRebootReasonNone;

                string[] resources = {path}; // Just checking on one resource.

                res = RmRegisterResources(handle, (uint) resources.Length, resources, 0, null, 0, null);

                if (res != 0) throw new Exception("Could not register resource.");

                //Note: there's a race condition here -- the first call to RmGetList() returns
                //      the total number of process. However, when we call RmGetList() again to get
                //      the actual processes this number may have increased.
                res = RmGetList(handle, out pnProcInfoNeeded, ref pnProcInfo, null, ref lpdwRebootReasons);

                if (res == MORE_DATA)
                {
                    return EnumerateProcesses(pnProcInfoNeeded, handle, lpdwRebootReasons);
                }
                else if (res != 0) throw new Exception("Could not list processes locking resource. Failed to get size of result.");
            }
            finally
            {
                RmEndSession(handle);
            }

            return new List<Process>();
        }


        [StructLayout(LayoutKind.Sequential)]
        public struct RM_UNIQUE_PROCESS
        {
            public int dwProcessId;
            public System.Runtime.InteropServices.ComTypes.FILETIME ProcessStartTime;
        }

        const int RmRebootReasonNone = 0;
        const int CCH_RM_MAX_APP_NAME = 255;
        const int CCH_RM_MAX_SVC_NAME = 63;

        public enum RM_APP_TYPE
        {
            RmUnknownApp = 0,
            RmMainWindow = 1,
            RmOtherWindow = 2,
            RmService = 3,
            RmExplorer = 4,
            RmConsole = 5,
            RmCritical = 1000
        }

        [StructLayout(LayoutKind.Sequential, CharSet = CharSet.Unicode)]
        public struct RM_PROCESS_INFO
        {
            public RM_UNIQUE_PROCESS Process;

            [MarshalAs(UnmanagedType.ByValTStr, SizeConst = CCH_RM_MAX_APP_NAME + 1)] public string strAppName;

            [MarshalAs(UnmanagedType.ByValTStr, SizeConst = CCH_RM_MAX_SVC_NAME + 1)] public string strServiceShortName;

            public RM_APP_TYPE ApplicationType;
            public uint AppStatus;
            public uint TSSessionId;
            [MarshalAs(UnmanagedType.Bool)] public bool bRestartable;
        }

        [DllImport("rstrtmgr.dll", CharSet = CharSet.Unicode)]
        static extern int RmRegisterResources(uint pSessionHandle, uint nFiles, string[] rgsFilenames,
            uint nApplications, [In] RM_UNIQUE_PROCESS[] rgApplications, uint nServices,
            string[] rgsServiceNames);

        [DllImport("rstrtmgr.dll", CharSet = CharSet.Auto)]
        static extern int RmStartSession(out uint pSessionHandle, int dwSessionFlags, string strSessionKey);

        [DllImport("rstrtmgr.dll")]
        static extern int RmEndSession(uint pSessionHandle);

        [DllImport("rstrtmgr.dll")]
        static extern int RmGetList(uint dwSessionHandle, out uint pnProcInfoNeeded,
            ref uint pnProcInfo, [In, Out] RM_PROCESS_INFO[] rgAffectedApps,
            ref uint lpdwRebootReasons);

        private static List<Process> EnumerateProcesses(uint pnProcInfoNeeded, uint handle, uint lpdwRebootReasons)
        {
            var processes = new List<Process>(10);
            // Create an array to store the process results
            var processInfo = new RM_PROCESS_INFO[pnProcInfoNeeded];
            var pnProcInfo = pnProcInfoNeeded;

            // Get the list
            var res = RmGetList(handle, out pnProcInfoNeeded, ref pnProcInfo, processInfo, ref lpdwRebootReasons);

            if (res != 0) throw new Exception("Could not list processes locking resource.");
            for (int i = 0; i < pnProcInfo; i++)
            {
                try
                {
                    processes.Add(Process.GetProcessById(processInfo[i].Process.dwProcessId));
                }
                catch (ArgumentException) { } // catch the error -- in case the process is no longer running
            }
            return processes;
        }
    }
}
Saturant answered 17/8, 2010 at 15:40 Comment(18)
Any idea how to fix this code from acquiring a lock of its own on files?Saad
@Saad Could you tell me more about this bug that you've found in this code? Have you found a way to fix it yet?Organization
I've run this code several times, and in few of those I've got attempting to read protected memory or incorrect reading of the processes accenssing the file. It's a shame, but it does not seem that this peace of code is ready for use anywhere near production(((((Organization
any solution for folder locked, not file ?Chinookan
There are some issues with this code: 1. It doesn't work on x64. 2. Thread.Abort will not abort those hanging NtQueryObject calls anymore, so from time to time it'll hang permanently (specifically, when it hits certain named pipes which are indistinguishable from file handles). It is still true that handle.exe is just about the only workable approach...Gracchus
@romkyns: Should work fine on 64 bit, but your host process will have to be 64 bit too. Yes NtQueryObject is buggy. Handle.exe uses the same work-arounds as everyone else (i.e. threads and drivers); @ArsenZahray: Sorry, should be a bit better now. Low-level Win32 is always a bit buggy.Saturant
@IainBallard It worked after I fiddled around with some numbers. For example, the number of entries in the handle table is 8 bytes wide on Win7 x64, not 4. The length of SYSTEM_HANDLE_INFORMATION is also different: Object_Pointer is IntPtr-sized. As for Handle.exe, it has the benefit of not using the .NET Thread.Abort, and thus can actually succeed in killing the hung NtQueryObject.Gracchus
@romkyns would you mind sharing the final version of the code? I made the SYSTEM_HANDLE_INFORMATION change, but it won't work on my XP x64 system in either 32 or 64 mode.Quarterhour
@Mr.TA alright, posted an answer with that code. But it's of little use, because it locks up occasionally. I ended up using handle.exe. Windows simply doesn't currently expose usable APIs to get this information; handle.exe is a well-tested hack.Gracchus
It detects that MSWord locked a file but didn't detect my process that created a lock with System.IO.FileShare.None, is this a different kind of lock? Can it only find locks when the process leaves a ~$lockfile?Vertu
@Arsen: No code calling NtQueryObject or NtQuerySystemInformation should be going into production code, because these are internal APIs subject to change on a regular basis.Tempt
handle.exe is not an option for distributable software. See technet.microsoft.com/en-us/sysinternals/bb847944.Archie
Take care with this code! It leaks (unmanaged) memory and other unmanaged resources. For example, the unmanaged memory allocated to ipHandlePointer is never freed.Doctorate
will this detect processes on another computer that are accessing the file over the network?Nullity
@walkman -- added link to your research to this, as it seems to be the primary way people find this code.Saturant
Is there any way to unlock folders?Cletus
@Cletus - I'm not aware of any directory-level lock in NTFS. I think when 'a directory or file is in use', that's a temp file opened inside the directory.Saturant
This does not work for COM ports (for example: "COM1:"), RmGetList produces a exception "Could not list processes locking resource. Failed to get size of result"Normalize
E
63

It is very complex to invoke Win32 from C#.

You should use the tool Handle.exe.

After that your C# code have to be the following:

string fileName = @"c:\aaa.doc";//Path to locked file

Process tool = new Process();
tool.StartInfo.FileName = "handle.exe";
tool.StartInfo.Arguments = fileName+" /accepteula";
tool.StartInfo.UseShellExecute = false;
tool.StartInfo.RedirectStandardOutput = true;
tool.Start();           
tool.WaitForExit();
string outputTool = tool.StandardOutput.ReadToEnd();

string matchPattern = @"(?<=\s+pid:\s+)\b(\d+)\b(?=\s+)";
foreach(Match match in Regex.Matches(outputTool, matchPattern))
{
    Process.GetProcessById(int.Parse(match.Value)).Kill();
}
Eleneeleni answered 12/8, 2009 at 0:0 Comment(10)
nice example, but to my knowledge, handle.exe now shows a nasty prompt to accept some conditions when you run it on a client machine for the first time, which in my opinion, disqualifies itOrganization
@Arsen Zahray: You can accept the eula automatically by passing in a command line option of /accepteula. I've updated Gennady's answer with the change.Kokura
What version of Handle.exe did you use? The newest one V4 seems to be changed in a Broken way. /accepteula and Filename is not longer supportedOvernice
@JPVenson: I just tried the latest version available for download (v4.0 Published: September 11, 2014) and /accepteula and filename both work fine.Amadeo
You can't redistribute handle.exeUnderthecounter
You can download it on the fly, tough. Also, you can write the EulaAccepted value inside HKCU\Software\Sysinternals\<Programname> in the windows registry prior to running, thus avoiding an unnecessary program run.Anaemic
I disagree - it has no complexity when invoking win32 api from c#.Pneumothorax
add this line: fileName = "\"" + fileName + "\""; this will allow spaces in the dir,Bituminize
add this line: tool.StartInfo.CreateNoWindow = true; this will hide the black boxBituminize
This is really slow for me. Did anyone find a faster way of doing this? Especially for multiple files?Conventioneer
I
38

One of the good things about handle.exe is that you can run it as a subprocess and parse the output.

We do this in our deployment script - works like a charm.

Imagine answered 25/11, 2008 at 11:48 Comment(5)
but handle.exe can't be distributed with your softwareBowrah
Good point. This wasn't a problem with the deployment script (used internally), but would be in other scenarios.Imagine
any full source code sample in C#? valid too for get process is locking a FOLDER ?Chinookan
Check out my answer for a solution that does not require handle.exe https://mcmap.net/q/58050/-how-do-i-find-out-which-process-is-locking-a-file-using-netHakan
"You must have administrative privilege to run Handle."Antipyrine
S
20

The code I found here, https://vmccontroller.svn.codeplex.com/svn/VmcController/VmcServices/DetectOpenFiles.cs

Works for me much better than the code provided by Iain. Iain's code seemed to be acquiring a lock of its own. Here is my slightly modified version of the code above modified to return the string path of the files locked instead of the FileSystemInfo object,

using System;
using System.Collections.Generic;
//using System.EnterpriseServices;
using System.IO;
using System.Runtime.CompilerServices;
using System.Runtime.ConstrainedExecution;
using System.Runtime.InteropServices;
using System.Security.Permissions;
using System.Text;
using System.Threading;
using Microsoft.Win32.SafeHandles;

namespace Crmc.Core.BuildTasks
{
    using System.Diagnostics;
    using System.Linq;

    #region ENUMs
    internal enum NT_STATUS
    {
        STATUS_SUCCESS = 0x00000000,
        STATUS_BUFFER_OVERFLOW = unchecked((int)0x80000005L),
        STATUS_INFO_LENGTH_MISMATCH = unchecked((int)0xC0000004L)
    }

    internal enum SYSTEM_INFORMATION_CLASS
    {
        SystemBasicInformation = 0,
        SystemPerformanceInformation = 2,
        SystemTimeOfDayInformation = 3,
        SystemProcessInformation = 5,
        SystemProcessorPerformanceInformation = 8,
        SystemHandleInformation = 16,
        SystemInterruptInformation = 23,
        SystemExceptionInformation = 33,
        SystemRegistryQuotaInformation = 37,
        SystemLookasideInformation = 45
    }

    internal enum OBJECT_INFORMATION_CLASS
    {
        ObjectBasicInformation = 0,
        ObjectNameInformation = 1,
        ObjectTypeInformation = 2,
        ObjectAllTypesInformation = 3,
        ObjectHandleInformation = 4
    }

    [Flags]
    internal enum ProcessAccessRights
    {
        PROCESS_DUP_HANDLE = 0x00000040
    }

    [Flags]
    internal enum DuplicateHandleOptions
    {
        DUPLICATE_CLOSE_SOURCE = 0x1,
        DUPLICATE_SAME_ACCESS = 0x2
    }
    #endregion

    [SecurityPermission(SecurityAction.LinkDemand, UnmanagedCode = true)]
    internal sealed class SafeObjectHandle : SafeHandleZeroOrMinusOneIsInvalid
    {
        private SafeObjectHandle()
            : base(true)
        { }

        internal SafeObjectHandle(IntPtr preexistingHandle, bool ownsHandle)
            : base(ownsHandle)
        {
            base.SetHandle(preexistingHandle);
        }

        protected override bool ReleaseHandle()
        {
            return NativeMethods.CloseHandle(base.handle);
        }
    }

    [SecurityPermission(SecurityAction.LinkDemand, UnmanagedCode = true)]
    internal sealed class SafeProcessHandle : SafeHandleZeroOrMinusOneIsInvalid
    {
        private SafeProcessHandle()
            : base(true)
        { }

        internal SafeProcessHandle(IntPtr preexistingHandle, bool ownsHandle)
            : base(ownsHandle)
        {
            base.SetHandle(preexistingHandle);
        }

        protected override bool ReleaseHandle()
        {
            return NativeMethods.CloseHandle(base.handle);
        }
    }

    #region Native Methods
    internal static class NativeMethods
    {
        [DllImport("ntdll.dll")]
        internal static extern NT_STATUS NtQuerySystemInformation(
            [In] SYSTEM_INFORMATION_CLASS SystemInformationClass,
            [In] IntPtr SystemInformation,
            [In] int SystemInformationLength,
            [Out] out int ReturnLength);

        [DllImport("ntdll.dll")]
        internal static extern NT_STATUS NtQueryObject(
            [In] IntPtr Handle,
            [In] OBJECT_INFORMATION_CLASS ObjectInformationClass,
            [In] IntPtr ObjectInformation,
            [In] int ObjectInformationLength,
            [Out] out int ReturnLength);

        [DllImport("kernel32.dll", SetLastError = true)]
        internal static extern SafeProcessHandle OpenProcess(
            [In] ProcessAccessRights dwDesiredAccess,
            [In, MarshalAs(UnmanagedType.Bool)] bool bInheritHandle,
            [In] int dwProcessId);

        [DllImport("kernel32.dll", SetLastError = true)]
        [return: MarshalAs(UnmanagedType.Bool)]
        internal static extern bool DuplicateHandle(
            [In] IntPtr hSourceProcessHandle,
            [In] IntPtr hSourceHandle,
            [In] IntPtr hTargetProcessHandle,
            [Out] out SafeObjectHandle lpTargetHandle,
            [In] int dwDesiredAccess,
            [In, MarshalAs(UnmanagedType.Bool)] bool bInheritHandle,
            [In] DuplicateHandleOptions dwOptions);

        [DllImport("kernel32.dll")]
        internal static extern IntPtr GetCurrentProcess();

        [DllImport("kernel32.dll", SetLastError = true)]
        internal static extern int GetProcessId(
            [In] IntPtr Process);

        [ReliabilityContract(Consistency.WillNotCorruptState, Cer.Success)]
        [DllImport("kernel32.dll", SetLastError = true)]
        [return: MarshalAs(UnmanagedType.Bool)]
        internal static extern bool CloseHandle(
            [In] IntPtr hObject);

        [DllImport("kernel32.dll", SetLastError = true)]
        internal static extern int QueryDosDevice(
            [In] string lpDeviceName,
            [Out] StringBuilder lpTargetPath,
            [In] int ucchMax);
    }
    #endregion

    //[ComVisible(true), EventTrackingEnabled(true)]
    public class DetectOpenFiles// : ServicedComponent
    {
        private static Dictionary<string, string> deviceMap;
        private const string networkDevicePrefix = "\\Device\\LanmanRedirector\\";

        private const int MAX_PATH = 260;

        private enum SystemHandleType
        {
            OB_TYPE_UNKNOWN = 0,
            OB_TYPE_TYPE = 1,
            OB_TYPE_DIRECTORY,
            OB_TYPE_SYMBOLIC_LINK,
            OB_TYPE_TOKEN,
            OB_TYPE_PROCESS,
            OB_TYPE_THREAD,
            OB_TYPE_UNKNOWN_7,
            OB_TYPE_EVENT,
            OB_TYPE_EVENT_PAIR,
            OB_TYPE_MUTANT,
            OB_TYPE_UNKNOWN_11,
            OB_TYPE_SEMAPHORE,
            OB_TYPE_TIMER,
            OB_TYPE_PROFILE,
            OB_TYPE_WINDOW_STATION,
            OB_TYPE_DESKTOP,
            OB_TYPE_SECTION,
            OB_TYPE_KEY,
            OB_TYPE_PORT,
            OB_TYPE_WAITABLE_PORT,
            OB_TYPE_UNKNOWN_21,
            OB_TYPE_UNKNOWN_22,
            OB_TYPE_UNKNOWN_23,
            OB_TYPE_UNKNOWN_24,
            //OB_TYPE_CONTROLLER,
            //OB_TYPE_DEVICE,
            //OB_TYPE_DRIVER,
            OB_TYPE_IO_COMPLETION,
            OB_TYPE_FILE
        };

        private const int handleTypeTokenCount = 27;
        private static readonly string[] handleTypeTokens = new string[] { 
            "", "", "Directory", "SymbolicLink", "Token",
            "Process", "Thread", "Unknown7", "Event", "EventPair", "Mutant",
            "Unknown11", "Semaphore", "Timer", "Profile", "WindowStation",
            "Desktop", "Section", "Key", "Port", "WaitablePort",
            "Unknown21", "Unknown22", "Unknown23", "Unknown24", 
            "IoCompletion", "File"
        };

        [StructLayout(LayoutKind.Sequential)]
        private struct SYSTEM_HANDLE_ENTRY
        {
            public int OwnerPid;
            public byte ObjectType;
            public byte HandleFlags;
            public short HandleValue;
            public int ObjectPointer;
            public int AccessMask;
        }

        /// <summary>
        /// Gets the open files enumerator.
        /// </summary>
        /// <param name="processId">The process id.</param>
        /// <returns></returns>
        public static IEnumerable<String> GetOpenFilesEnumerator(int processId)
        {
            return new OpenFiles(processId);
        }

        public static List<Process> GetProcessesUsingFile(string fName)
        {
            List<Process> result = new List<Process>();
            foreach (var p in Process.GetProcesses())
            {
                try
                {
                    if (DetectOpenFiles.GetOpenFilesEnumerator(p.Id).Contains(fName))
                    {
                        result.Add(p);
                    }
                }
                catch { }//some processes will fail
            }
            return result;
        }

        private sealed class OpenFiles : IEnumerable<String>
        {
            private readonly int processId;

            internal OpenFiles(int processId)
            {
                this.processId = processId;
            }

            #region IEnumerable<FileSystemInfo> Members

            public IEnumerator<String> GetEnumerator()
            {
                NT_STATUS ret;
                int length = 0x10000;
                // Loop, probing for required memory.


                do
                {
                    IntPtr ptr = IntPtr.Zero;
                    RuntimeHelpers.PrepareConstrainedRegions();
                    try
                    {
                        RuntimeHelpers.PrepareConstrainedRegions();
                        try { }
                        finally
                        {
                            // CER guarantees that the address of the allocated 
                            // memory is actually assigned to ptr if an 
                            // asynchronous exception occurs.
                            ptr = Marshal.AllocHGlobal(length);
                        }
                        int returnLength;
                        ret = NativeMethods.NtQuerySystemInformation(SYSTEM_INFORMATION_CLASS.SystemHandleInformation, ptr, length, out returnLength);
                        if (ret == NT_STATUS.STATUS_INFO_LENGTH_MISMATCH)
                        {
                            // Round required memory up to the nearest 64KB boundary.
                            length = ((returnLength + 0xffff) & ~0xffff);
                        }
                        else if (ret == NT_STATUS.STATUS_SUCCESS)
                        {
                            int handleCount = Marshal.ReadInt32(ptr);
                            int offset = sizeof(int);
                            int size = Marshal.SizeOf(typeof(SYSTEM_HANDLE_ENTRY));
                            for (int i = 0; i < handleCount; i++)
                            {
                                SYSTEM_HANDLE_ENTRY handleEntry = (SYSTEM_HANDLE_ENTRY)Marshal.PtrToStructure((IntPtr)((int)ptr + offset), typeof(SYSTEM_HANDLE_ENTRY));
                                if (handleEntry.OwnerPid == processId)
                                {
                                    IntPtr handle = (IntPtr)handleEntry.HandleValue;
                                    SystemHandleType handleType;

                                    if (GetHandleType(handle, handleEntry.OwnerPid, out handleType) && handleType == SystemHandleType.OB_TYPE_FILE)
                                    {
                                        string devicePath;
                                        if (GetFileNameFromHandle(handle, handleEntry.OwnerPid, out devicePath))
                                        {
                                            string dosPath;
                                            if (ConvertDevicePathToDosPath(devicePath, out dosPath))
                                            {
                                                if (File.Exists(dosPath))
                                                {
                                                    yield return dosPath; // return new FileInfo(dosPath);
                                                }
                                                else if (Directory.Exists(dosPath))
                                                {
                                                    yield return dosPath; // new DirectoryInfo(dosPath);
                                                }
                                            }
                                        }
                                    }
                                }
                                offset += size;
                            }
                        }
                    }
                    finally
                    {
                        // CER guarantees that the allocated memory is freed, 
                        // if an asynchronous exception occurs. 
                        Marshal.FreeHGlobal(ptr);
                        //sw.Flush();
                        //sw.Close();
                    }
                }
                while (ret == NT_STATUS.STATUS_INFO_LENGTH_MISMATCH);
            }

            #endregion

            #region IEnumerable Members

            System.Collections.IEnumerator System.Collections.IEnumerable.GetEnumerator()
            {
                return GetEnumerator();
            }

            #endregion
        }

        #region Private Members

        private static bool GetFileNameFromHandle(IntPtr handle, int processId, out string fileName)
        {
            IntPtr currentProcess = NativeMethods.GetCurrentProcess();
            bool remote = (processId != NativeMethods.GetProcessId(currentProcess));
            SafeProcessHandle processHandle = null;
            SafeObjectHandle objectHandle = null;
            try
            {
                if (remote)
                {
                    processHandle = NativeMethods.OpenProcess(ProcessAccessRights.PROCESS_DUP_HANDLE, true, processId);
                    if (NativeMethods.DuplicateHandle(processHandle.DangerousGetHandle(), handle, currentProcess, out objectHandle, 0, false, DuplicateHandleOptions.DUPLICATE_SAME_ACCESS))
                    {
                        handle = objectHandle.DangerousGetHandle();
                    }
                }
                return GetFileNameFromHandle(handle, out fileName, 200);
            }
            finally
            {
                if (remote)
                {
                    if (processHandle != null)
                    {
                        processHandle.Close();
                    }
                    if (objectHandle != null)
                    {
                        objectHandle.Close();
                    }
                }
            }
        }
        private static bool GetFileNameFromHandle(IntPtr handle, out string fileName, int wait)
        {
            using (FileNameFromHandleState f = new FileNameFromHandleState(handle))
            {
                ThreadPool.QueueUserWorkItem(new WaitCallback(GetFileNameFromHandle), f);
                if (f.WaitOne(wait))
                {
                    fileName = f.FileName;
                    return f.RetValue;
                }
                else
                {
                    fileName = string.Empty;
                    return false;
                }
            }
        }

        private class FileNameFromHandleState : IDisposable
        {
            private ManualResetEvent _mr;
            private IntPtr _handle;
            private string _fileName;
            private bool _retValue;

            public IntPtr Handle
            {
                get
                {
                    return _handle;
                }
            }

            public string FileName
            {
                get
                {
                    return _fileName;
                }
                set
                {
                    _fileName = value;
                }

            }

            public bool RetValue
            {
                get
                {
                    return _retValue;
                }
                set
                {
                    _retValue = value;
                }
            }

            public FileNameFromHandleState(IntPtr handle)
            {
                _mr = new ManualResetEvent(false);
                this._handle = handle;
            }

            public bool WaitOne(int wait)
            {
                return _mr.WaitOne(wait, false);
            }

            public void Set()
            {
                try
                {
                    _mr.Set();
                }
                catch{}
            }
            #region IDisposable Members

            public void Dispose()
            {
                if (_mr != null)
                    _mr.Close();
            }

            #endregion
        }

        private static void GetFileNameFromHandle(object state)
        {
            FileNameFromHandleState s = (FileNameFromHandleState)state;
            string fileName;
            s.RetValue = GetFileNameFromHandle(s.Handle, out fileName);
            s.FileName = fileName;
            s.Set();
        }

        private static bool GetFileNameFromHandle(IntPtr handle, out string fileName)
        {
            IntPtr ptr = IntPtr.Zero;
            RuntimeHelpers.PrepareConstrainedRegions();
            try
            {
                int length = 0x200;  // 512 bytes
                RuntimeHelpers.PrepareConstrainedRegions();
                try { }
                finally
                {
                    // CER guarantees the assignment of the allocated 
                    // memory address to ptr, if an ansynchronous exception 
                    // occurs.
                    ptr = Marshal.AllocHGlobal(length);
                }
                NT_STATUS ret = NativeMethods.NtQueryObject(handle, OBJECT_INFORMATION_CLASS.ObjectNameInformation, ptr, length, out length);
                if (ret == NT_STATUS.STATUS_BUFFER_OVERFLOW)
                {
                    RuntimeHelpers.PrepareConstrainedRegions();
                    try { }
                    finally
                    {
                        // CER guarantees that the previous allocation is freed,
                        // and that the newly allocated memory address is 
                        // assigned to ptr if an asynchronous exception occurs.
                        Marshal.FreeHGlobal(ptr);
                        ptr = Marshal.AllocHGlobal(length);
                    }
                    ret = NativeMethods.NtQueryObject(handle, OBJECT_INFORMATION_CLASS.ObjectNameInformation, ptr, length, out length);
                }
                if (ret == NT_STATUS.STATUS_SUCCESS)
                {
                    fileName = Marshal.PtrToStringUni((IntPtr)((int)ptr + 8), (length - 9) / 2);
                    return fileName.Length != 0;
                }
            }
            finally
            {
                // CER guarantees that the allocated memory is freed, 
                // if an asynchronous exception occurs.
                Marshal.FreeHGlobal(ptr);
            }

            fileName = string.Empty;
            return false;
        }

        private static bool GetHandleType(IntPtr handle, int processId, out SystemHandleType handleType)
        {
            string token = GetHandleTypeToken(handle, processId);
            return GetHandleTypeFromToken(token, out handleType);
        }

        private static bool GetHandleType(IntPtr handle, out SystemHandleType handleType)
        {
            string token = GetHandleTypeToken(handle);
            return GetHandleTypeFromToken(token, out handleType);
        }

        private static bool GetHandleTypeFromToken(string token, out SystemHandleType handleType)
        {
            for (int i = 1; i < handleTypeTokenCount; i++)
            {
                if (handleTypeTokens[i] == token)
                {
                    handleType = (SystemHandleType)i;
                    return true;
                }
            }
            handleType = SystemHandleType.OB_TYPE_UNKNOWN;
            return false;
        }

        private static string GetHandleTypeToken(IntPtr handle, int processId)
        {
            IntPtr currentProcess = NativeMethods.GetCurrentProcess();
            bool remote = (processId != NativeMethods.GetProcessId(currentProcess));
            SafeProcessHandle processHandle = null;
            SafeObjectHandle objectHandle = null;
            try
            {
                if (remote)
                {
                    processHandle = NativeMethods.OpenProcess(ProcessAccessRights.PROCESS_DUP_HANDLE, true, processId);
                    if (NativeMethods.DuplicateHandle(processHandle.DangerousGetHandle(), handle, currentProcess, out objectHandle, 0, false, DuplicateHandleOptions.DUPLICATE_SAME_ACCESS))
                    {
                        handle = objectHandle.DangerousGetHandle();
                    }
                }
                return GetHandleTypeToken(handle);
            }
            finally
            {
                if (remote)
                {
                    if (processHandle != null)
                    {
                        processHandle.Close();
                    }
                    if (objectHandle != null)
                    {
                        objectHandle.Close();
                    }
                }
            }
        }

        private static string GetHandleTypeToken(IntPtr handle)
        {
            int length;
            NativeMethods.NtQueryObject(handle, OBJECT_INFORMATION_CLASS.ObjectTypeInformation, IntPtr.Zero, 0, out length);
            IntPtr ptr = IntPtr.Zero;
            RuntimeHelpers.PrepareConstrainedRegions();
            try
            {
                RuntimeHelpers.PrepareConstrainedRegions();
                try { }
                finally
                {
                    ptr = Marshal.AllocHGlobal(length);
                }
                if (NativeMethods.NtQueryObject(handle, OBJECT_INFORMATION_CLASS.ObjectTypeInformation, ptr, length, out length) == NT_STATUS.STATUS_SUCCESS)
                {
                    return Marshal.PtrToStringUni((IntPtr)((int)ptr + 0x60));
                }
            }
            finally
            {
                Marshal.FreeHGlobal(ptr);
            }
            return string.Empty;
        }

        private static bool ConvertDevicePathToDosPath(string devicePath, out string dosPath)
        {
            EnsureDeviceMap();
            int i = devicePath.Length;
            while (i > 0 && (i = devicePath.LastIndexOf('\\', i - 1)) != -1)
            {
                string drive;
                if (deviceMap.TryGetValue(devicePath.Substring(0, i), out drive))
                {
                    dosPath = string.Concat(drive, devicePath.Substring(i));
                    return dosPath.Length != 0;
                }
            }
            dosPath = string.Empty;
            return false;
        }

        private static void EnsureDeviceMap()
        {
            if (deviceMap == null)
            {
                Dictionary<string, string> localDeviceMap = BuildDeviceMap();
                Interlocked.CompareExchange<Dictionary<string, string>>(ref deviceMap, localDeviceMap, null);
            }
        }

        private static Dictionary<string, string> BuildDeviceMap()
        {
            string[] logicalDrives = Environment.GetLogicalDrives();
            Dictionary<string, string> localDeviceMap = new Dictionary<string, string>(logicalDrives.Length);
            StringBuilder lpTargetPath = new StringBuilder(MAX_PATH);
            foreach (string drive in logicalDrives)
            {
                string lpDeviceName = drive.Substring(0, 2);
                NativeMethods.QueryDosDevice(lpDeviceName, lpTargetPath, MAX_PATH);
                localDeviceMap.Add(NormalizeDeviceName(lpTargetPath.ToString()), lpDeviceName);
            }
            localDeviceMap.Add(networkDevicePrefix.Substring(0, networkDevicePrefix.Length - 1), "\\");
            return localDeviceMap;
        }

        private static string NormalizeDeviceName(string deviceName)
        {
            if (string.Compare(deviceName, 0, networkDevicePrefix, 0, networkDevicePrefix.Length, StringComparison.InvariantCulture) == 0)
            {
                string shareName = deviceName.Substring(deviceName.IndexOf('\\', networkDevicePrefix.Length) + 1);
                return string.Concat(networkDevicePrefix, shareName);
            }
            return deviceName;
        }

        #endregion
    }
}
Saad answered 14/6, 2011 at 22:59 Comment(6)
This code appears to show all files opened by a given process but the OP is asking for quite the opposite.Perlaperle
+1 for while this is the opposite task, it can be used to accomplish task in questionOrganization
I've tested this code and Ians code, and I must say that I like the results of this code much better. No idea why someone would downgrade this answerOrganization
any full sample with full source code using it DetectOpenfile class ?Chinookan
@Perlaperle uhm, did you try DetectOpenFiles.GetProcessesUsingFile(<file-name>)?Gracchus
Not sure why, but on my machine, Windows Server 2008 R2, it doesn't work. GetProcessesUsingFile returns empty resultExoergic
N
15

Not very straightforward, but on Windows Vista and above you can use the Restart Manager APIs to see who is using a file. Internet Explorer caches settings includes details on using this to detect which process has iexplore.exe open.

Omitting a lot of detail:

// Start an RM session
RmStartSession(&sessionHandle, 0, sessionKey);

// Register the file you are checking
RmRegisterResources(sessionHandle, 1, filePathArray, 0, NULL, 0, NULL);

// Get all processes that have that file open.
RmGetList(sessionHAndle, &nProcInfoNeeded, &nProcInfo, processes, &rebootReason);
RmEndSession(sessionHandle);
Neoplatonism answered 13/5, 2009 at 22:17 Comment(5)
Thanks for this. Here's also a good article on the Restart Manager topic: msdn.microsoft.com/en-us/magazine/cc163450.aspx. Detailed here is a method for getting processes that use a file.Her
This really should be the accepted answer. It's the only solution that doesn't use 3rd party tools or undocumented APIs.Ibo
WARNING: this only works in desktop apps, not for example on windows services.Codee
@gigi: What's the error mode for services? What error codes are returned? Seeing that the Restart Manager API is primarily used with installers, and there's no issue running installers from a service, I would be surprised to find out, that the Restart Manager wouldn't work from a service.Ibo
@IInspectable: If you go to the MSDN page of the Restart Manager API linked above, you can read: "Restart Manager is intended for the development of desktop style applications." Your example it's not an exception. What I mean is that you can't use the API from a c# windows service application. That won't work. But of course you can start a separate desktop executable from the service. That might work.Codee
W
10

I had issues with stefan's solution. Below is a modified version which seems to work well.

using System;
using System.Collections;
using System.Diagnostics;
using System.Management;
using System.IO;

static class Module1
{
    static internal ArrayList myProcessArray = new ArrayList();
    private static Process myProcess;

    public static void Main()
    {
        string strFile = "c:\\windows\\system32\\msi.dll";
        ArrayList a = getFileProcesses(strFile);
        foreach (Process p in a)
        {
            Debug.Print(p.ProcessName);
        }
    }

    private static ArrayList getFileProcesses(string strFile)
    {
        myProcessArray.Clear();
        Process[] processes = Process.GetProcesses();
        int i = 0;
        for (i = 0; i <= processes.GetUpperBound(0) - 1; i++)
        {
            myProcess = processes[i];
            //if (!myProcess.HasExited) //This will cause an "Access is denied" error
            if (myProcess.Threads.Count > 0)
            {
                try
                {
                    ProcessModuleCollection modules = myProcess.Modules;
                    int j = 0;
                    for (j = 0; j <= modules.Count - 1; j++)
                    {
                        if ((modules[j].FileName.ToLower().CompareTo(strFile.ToLower()) == 0))
                        {
                            myProcessArray.Add(myProcess);
                            break;
                            // TODO: might not be correct. Was : Exit For
                        }
                    }
                }
                catch (Exception exception)
                {
                    //MsgBox(("Error : " & exception.Message)) 
                }
            }
        }

        return myProcessArray;
    }
}

UPDATE

If you just want to know which process(es) are locking a particular DLL, you can execute and parse the output of tasklist /m YourDllName.dll. Works on Windows XP and later. See

What does this do? tasklist /m "mscor*"

Whiney answered 13/7, 2009 at 18:30 Comment(1)
I so very much fail to see why myProcessArray is a class member (but also actually returned from getFileProcesses()? Same goes for myProcess.Kironde
C
9

Handle, from Windows Sysinternals. This is a free command-line utility provided by Microsoft.

You could run it, and parse the result.

Calc answered 13/5, 2009 at 22:5 Comment(8)
This is not what the OP asked forCassiecassil
@Cassiecassil What the problem with my answer? Do you know this utility?Calc
Not sure running a 3rd party tool and parsing output counts as "programatically".Neoplatonism
Well, if you can write a program that executes the 3rd party tool (you can) and parses the output (you can) then I'd say that's programmatic. Albeit, not quite what the OP was looking for.Flossi
@Daniel You need to have it installed, have administrative privileges and rely on the user interface output. Can't think of a less elegant solution let alone a 'programmatical' one.Cassiecassil
Sometimes integrating a third party tool is necessary. It saves the effort of trying to rewrite code that someone else has already written. You can easily package up the exe with your own deployment package.Flossi
I wouldn't consider it a 3rd app, since it is provided by Microsoft Itself. Anyway, do you have a better approach?Calc
It's ok to use any valid solution you might see easy. I prefer to stick with .NET Framework defaults. 3rd party app is in general my last resortFusionism
G
7

This works for DLLs locked by other processes. This routine will not find out for example that a text file is locked by a word process.

C#:

using System.Management; 
using System.IO;   

static class Module1 
{ 
static internal ArrayList myProcessArray = new ArrayList(); 
private static Process myProcess; 

public static void Main() 
{ 

    string strFile = "c:\\windows\\system32\\msi.dll"; 
    ArrayList a = getFileProcesses(strFile); 
    foreach (Process p in a) { 
        Debug.Print(p.ProcessName); 
    } 
} 


private static ArrayList getFileProcesses(string strFile) 
{ 
    myProcessArray.Clear(); 
    Process[] processes = Process.GetProcesses; 
    int i = 0; 
    for (i = 0; i <= processes.GetUpperBound(0) - 1; i++) { 
        myProcess = processes(i); 
        if (!myProcess.HasExited) { 
            try { 
                ProcessModuleCollection modules = myProcess.Modules; 
                int j = 0; 
                for (j = 0; j <= modules.Count - 1; j++) { 
                    if ((modules.Item(j).FileName.ToLower.CompareTo(strFile.ToLower) == 0)) { 
                        myProcessArray.Add(myProcess); 
                        break; // TODO: might not be correct. Was : Exit For 
                    } 
                } 
            } 
            catch (Exception exception) { 
            } 
            //MsgBox(("Error : " & exception.Message)) 
        } 
    } 
    return myProcessArray; 
} 
} 

VB.Net:

Imports System.Management
Imports System.IO

Module Module1
Friend myProcessArray As New ArrayList
Private myProcess As Process

Sub Main()

    Dim strFile As String = "c:\windows\system32\msi.dll"
    Dim a As ArrayList = getFileProcesses(strFile)
    For Each p As Process In a
        Debug.Print(p.ProcessName)
    Next
End Sub


Private Function getFileProcesses(ByVal strFile As String) As ArrayList
    myProcessArray.Clear()
    Dim processes As Process() = Process.GetProcesses
    Dim i As Integer
    For i = 0 To processes.GetUpperBound(0) - 1
        myProcess = processes(i)
        If Not myProcess.HasExited Then
            Try
                Dim modules As ProcessModuleCollection = myProcess.Modules
                Dim j As Integer
                For j = 0 To modules.Count - 1
                    If (modules.Item(j).FileName.ToLower.CompareTo(strFile.ToLower) = 0) Then
                        myProcessArray.Add(myProcess)
                        Exit For
                    End If
                Next j
            Catch exception As Exception
                'MsgBox(("Error : " & exception.Message))
            End Try
        End If
    Next i
    Return myProcessArray
End Function
End Module
Graphemics answered 25/11, 2008 at 12:40 Comment(1)
In my Example I use msi.dll wich is not a .Net DLL.Graphemics
G
5

The following was produced based on Iain Ballard's code dump. It is broken: it will occasionally lock up when you retrieve the handle name. This code doesn't contain any work-arounds for that issue, and .NET leaves few options: Thread.Abort can no longer abort a thread that's currently in a native method.

So, with that disclaimer, here is the code to retrieve handles which has been adapted to work (apart from the occasional lock-up) both in 32 and 64 bit modes:

using System;
using System.Collections.Generic;
using System.Linq;
using System.Runtime.ConstrainedExecution;
using System.Runtime.InteropServices;

namespace BrokenHandleRetrieval
{
    class Program
    {
        static void Main(string[] args)
        {
            Console.WriteLine("Enumerates open handles.");
            Console.WriteLine("This *will* lock up on calling HandleInfo.Name from time to time. Thread.Abort() won't help.");
            foreach (var hi in HandleUtil.GetHandles().Where(hi => hi.Type == HandleType.File))
                Console.WriteLine("pid: " + hi.ProcessId + ", name: " + hi.Name);
        }
    }

    public enum HandleType
    {
        Unknown,
        Other,
        File, Directory, SymbolicLink, Key,
        Process, Thread, Job, Session, WindowStation,
        Timer, Desktop, Semaphore, Token,
        Mutant, Section, Event, KeyedEvent, IoCompletion, IoCompletionReserve,
        TpWorkerFactory, AlpcPort, WmiGuid, UserApcReserve,
    }

    public class HandleInfo
    {
        public int ProcessId { get; private set; }
        public ushort Handle { get; private set; }
        public int GrantedAccess { get; private set; }
        public byte RawType { get; private set; }

        public HandleInfo(int processId, ushort handle, int grantedAccess, byte rawType)
        {
            ProcessId = processId;
            Handle = handle;
            GrantedAccess = grantedAccess;
            RawType = rawType;
        }

        private static Dictionary<byte, string> _rawTypeMap = new Dictionary<byte, string>();

        private string _name, _typeStr;
        private HandleType _type;

        public string Name { get { if (_name == null) initTypeAndName(); return _name; } }
        public string TypeString { get { if (_typeStr == null) initType(); return _typeStr; } }
        public HandleType Type { get { if (_typeStr == null) initType(); return _type; } }

        private void initType()
        {
            if (_rawTypeMap.ContainsKey(RawType))
            {
                _typeStr = _rawTypeMap[RawType];
                _type = HandleTypeFromString(_typeStr);
            }
            else
                initTypeAndName();
        }

        bool _typeAndNameAttempted = false;

        private void initTypeAndName()
        {
            if (_typeAndNameAttempted)
                return;
            _typeAndNameAttempted = true;

            IntPtr sourceProcessHandle = IntPtr.Zero;
            IntPtr handleDuplicate = IntPtr.Zero;
            try
            {
                sourceProcessHandle = NativeMethods.OpenProcess(0x40 /* dup_handle */, true, ProcessId);

                // To read info about a handle owned by another process we must duplicate it into ours
                // For simplicity, current process handles will also get duplicated; remember that process handles cannot be compared for equality
                if (!NativeMethods.DuplicateHandle(sourceProcessHandle, (IntPtr) Handle, NativeMethods.GetCurrentProcess(), out handleDuplicate, 0, false, 2 /* same_access */))
                    return;

                // Query the object type
                if (_rawTypeMap.ContainsKey(RawType))
                    _typeStr = _rawTypeMap[RawType];
                else
                {
                    int length;
                    NativeMethods.NtQueryObject(handleDuplicate, OBJECT_INFORMATION_CLASS.ObjectTypeInformation, IntPtr.Zero, 0, out length);
                    IntPtr ptr = IntPtr.Zero;
                    try
                    {
                        ptr = Marshal.AllocHGlobal(length);
                        if (NativeMethods.NtQueryObject(handleDuplicate, OBJECT_INFORMATION_CLASS.ObjectTypeInformation, ptr, length, out length) != NT_STATUS.STATUS_SUCCESS)
                            return;
                        _typeStr = Marshal.PtrToStringUni((IntPtr) ((int) ptr + 0x58 + 2 * IntPtr.Size));
                        _rawTypeMap[RawType] = _typeStr;
                    }
                    finally
                    {
                        Marshal.FreeHGlobal(ptr);
                    }
                }
                _type = HandleTypeFromString(_typeStr);

                // Query the object name
                if (_typeStr != null && GrantedAccess != 0x0012019f && GrantedAccess != 0x00120189 && GrantedAccess != 0x120089) // don't query some objects that could get stuck
                {
                    int length;
                    NativeMethods.NtQueryObject(handleDuplicate, OBJECT_INFORMATION_CLASS.ObjectNameInformation, IntPtr.Zero, 0, out length);
                    IntPtr ptr = IntPtr.Zero;
                    try
                    {
                        ptr = Marshal.AllocHGlobal(length);
                        if (NativeMethods.NtQueryObject(handleDuplicate, OBJECT_INFORMATION_CLASS.ObjectNameInformation, ptr, length, out length) != NT_STATUS.STATUS_SUCCESS)
                            return;
                        _name = Marshal.PtrToStringUni((IntPtr) ((int) ptr + 2 * IntPtr.Size));
                    }
                    finally
                    {
                        Marshal.FreeHGlobal(ptr);
                    }
                }
            }
            finally
            {
                NativeMethods.CloseHandle(sourceProcessHandle);
                if (handleDuplicate != IntPtr.Zero)
                    NativeMethods.CloseHandle(handleDuplicate);
            }
        }

        public static HandleType HandleTypeFromString(string typeStr)
        {
            switch (typeStr)
            {
                case null: return HandleType.Unknown;
                case "File": return HandleType.File;
                case "IoCompletion": return HandleType.IoCompletion;
                case "TpWorkerFactory": return HandleType.TpWorkerFactory;
                case "ALPC Port": return HandleType.AlpcPort;
                case "Event": return HandleType.Event;
                case "Section": return HandleType.Section;
                case "Directory": return HandleType.Directory;
                case "KeyedEvent": return HandleType.KeyedEvent;
                case "Process": return HandleType.Process;
                case "Key": return HandleType.Key;
                case "SymbolicLink": return HandleType.SymbolicLink;
                case "Thread": return HandleType.Thread;
                case "Mutant": return HandleType.Mutant;
                case "WindowStation": return HandleType.WindowStation;
                case "Timer": return HandleType.Timer;
                case "Semaphore": return HandleType.Semaphore;
                case "Desktop": return HandleType.Desktop;
                case "Token": return HandleType.Token;
                case "Job": return HandleType.Job;
                case "Session": return HandleType.Session;
                case "IoCompletionReserve": return HandleType.IoCompletionReserve;
                case "WmiGuid": return HandleType.WmiGuid;
                case "UserApcReserve": return HandleType.UserApcReserve;
                default: return HandleType.Other;
            }
        }
    }

    public static class HandleUtil
    {
        public static IEnumerable<HandleInfo> GetHandles()
        {
            // Attempt to retrieve the handle information
            int length = 0x10000;
            IntPtr ptr = IntPtr.Zero;
            try
            {
                while (true)
                {
                    ptr = Marshal.AllocHGlobal(length);
                    int wantedLength;
                    var result = NativeMethods.NtQuerySystemInformation(SYSTEM_INFORMATION_CLASS.SystemHandleInformation, ptr, length, out wantedLength);
                    if (result == NT_STATUS.STATUS_INFO_LENGTH_MISMATCH)
                    {
                        length = Math.Max(length, wantedLength);
                        Marshal.FreeHGlobal(ptr);
                        ptr = IntPtr.Zero;
                    }
                    else if (result == NT_STATUS.STATUS_SUCCESS)
                        break;
                    else
                        throw new Exception("Failed to retrieve system handle information.");
                }

                int handleCount = IntPtr.Size == 4 ? Marshal.ReadInt32(ptr) : (int) Marshal.ReadInt64(ptr);
                int offset = IntPtr.Size;
                int size = Marshal.SizeOf(typeof(SystemHandleEntry));
                for (int i = 0; i < handleCount; i++)
                {
                    var struc = (SystemHandleEntry) Marshal.PtrToStructure((IntPtr) ((int) ptr + offset), typeof(SystemHandleEntry));
                    yield return new HandleInfo(struc.OwnerProcessId, struc.Handle, struc.GrantedAccess, struc.ObjectTypeNumber);
                    offset += size;
                }
            }
            finally
            {
                if (ptr != IntPtr.Zero)
                    Marshal.FreeHGlobal(ptr);
            }
        }

        [StructLayout(LayoutKind.Sequential)]
        private struct SystemHandleEntry
        {
            public int OwnerProcessId;
            public byte ObjectTypeNumber;
            public byte Flags;
            public ushort Handle;
            public IntPtr Object;
            public int GrantedAccess;
        }
    }

    enum NT_STATUS
    {
        STATUS_SUCCESS = 0x00000000,
        STATUS_BUFFER_OVERFLOW = unchecked((int) 0x80000005L),
        STATUS_INFO_LENGTH_MISMATCH = unchecked((int) 0xC0000004L)
    }

    enum SYSTEM_INFORMATION_CLASS
    {
        SystemBasicInformation = 0,
        SystemPerformanceInformation = 2,
        SystemTimeOfDayInformation = 3,
        SystemProcessInformation = 5,
        SystemProcessorPerformanceInformation = 8,
        SystemHandleInformation = 16,
        SystemInterruptInformation = 23,
        SystemExceptionInformation = 33,
        SystemRegistryQuotaInformation = 37,
        SystemLookasideInformation = 45
    }

    enum OBJECT_INFORMATION_CLASS
    {
        ObjectBasicInformation = 0,
        ObjectNameInformation = 1,
        ObjectTypeInformation = 2,
        ObjectAllTypesInformation = 3,
        ObjectHandleInformation = 4
    }

    static class NativeMethods
    {
        [DllImport("ntdll.dll")]
        internal static extern NT_STATUS NtQuerySystemInformation(
            [In] SYSTEM_INFORMATION_CLASS SystemInformationClass,
            [In] IntPtr SystemInformation,
            [In] int SystemInformationLength,
            [Out] out int ReturnLength);

        [DllImport("ntdll.dll")]
        internal static extern NT_STATUS NtQueryObject(
            [In] IntPtr Handle,
            [In] OBJECT_INFORMATION_CLASS ObjectInformationClass,
            [In] IntPtr ObjectInformation,
            [In] int ObjectInformationLength,
            [Out] out int ReturnLength);

        [DllImport("kernel32.dll")]
        internal static extern IntPtr GetCurrentProcess();

        [DllImport("kernel32.dll", SetLastError = true)]
        public static extern IntPtr OpenProcess(
            [In] int dwDesiredAccess,
            [In, MarshalAs(UnmanagedType.Bool)] bool bInheritHandle,
            [In] int dwProcessId);

        [ReliabilityContract(Consistency.WillNotCorruptState, Cer.Success)]
        [DllImport("kernel32.dll", SetLastError = true)]
        [return: MarshalAs(UnmanagedType.Bool)]
        internal static extern bool CloseHandle(
            [In] IntPtr hObject);

        [DllImport("kernel32.dll", SetLastError = true)]
        [return: MarshalAs(UnmanagedType.Bool)]
        public static extern bool DuplicateHandle(
            [In] IntPtr hSourceProcessHandle,
            [In] IntPtr hSourceHandle,
            [In] IntPtr hTargetProcessHandle,
            [Out] out IntPtr lpTargetHandle,
            [In] int dwDesiredAccess,
            [In, MarshalAs(UnmanagedType.Bool)] bool bInheritHandle,
            [In] int dwOptions);
    }
}
Gracchus answered 6/12, 2012 at 0:31 Comment(0)
H
2

Try Unlocker. If you try and delete the file that is locked by another process, it will list the process(es) that have the file locked. You can then unlock the file by shutting down those processes.

Hyams answered 13/5, 2009 at 23:4 Comment(3)
oops did not notice that you wanted it progmaticlyHyams
this is a great app, i'm voting up your answer because of it.Percolator
Process Explorer from Sysinternals can find also the process which are locking a file. Just use Find, Find Handle or Dll in the main menu. Enter the path of the file in the textbox, then click Search.Marcie
D
2

This is probably irrelevant and if it is please someone comment but there was a work-around I've used in explorer before to get around file locks.
If a file was locked by a process that had died Windows often wouldn't let you delete it but if you created a new file of the same name somewhere else, moved it to the folder it would succeed. You could then delete the new file and all was well.
To use this for your app you'd have to be able to read the file and hold it in memory before you did this then you write it back out after you'd got rid of the old one.
Maybe it will help, maybe not but it's worth trying.

Dallman answered 19/8, 2010 at 23:4 Comment(0)
S
2
    foreach (var process in Process.GetProcessesByName("excel")) //whatever you need to close 
    {
        if (process.MainWindowTitle.Contains("test.xlsx"))
        {
            process.Kill();
            break;
        }
    }

or

    foreach (var process in Process.GetProcesses())
    {
        if (process.MainWindowTitle.Contains("test.dat"))
        {
            process.Kill();
            break;
        }
    }
Scotfree answered 17/10, 2017 at 4:6 Comment(0)
B
1

I believe that you need code running in kernel mode to completely answer the question (but I haven't looked at the restart manager API).

You can enumerate all processes and their modules - so if the file you're looking for is a module (DLL, EXE, OCX...), you're good to go. But if it's a text file for example, you have to look at the kernel handle table which you cannot see from user mode. Handle.exe has a kernel driver in order to do that.

Butters answered 13/5, 2009 at 22:54 Comment(0)
I
1

Using dotnet core (net6) I solved this problem by using the win32 restart manager (as others have also mentioned). However some of the linked articles have elaborate code importing DLLs and calling those.

After finding an app to kill processes that lock a file written by meziantou. I found out that he publishes .Net wrappers for win32 dlls (including the restart manager).

Leveraging his work, I was able to fix this problem with the following code:

using Meziantou.Framework.Win32;

public static IEnumerable<Process> GetProcessesLockingFile(string filePath)
{
    using var session = RestartManager.CreateSession();
    session.RegisterFile(filePath);
    return session.GetProcessesLockingResources();
} 
Industry answered 6/1, 2023 at 19:18 Comment(0)
B
0

You absolutely don't need to run in Kernel mode (!!!)
It's a Win32 FAQ since Windows 95 (!) (in C, Google groups, Win32) : read the handle table, from User mode of course, and get the PID from the File handle ...

Benevolent answered 14/5, 2009 at 14:43 Comment(1)
Have any more useful details than your brief summary?Shipment
S
0

I rewrote the GetProcessesLockingFile() method in the solution. The code was not working.

For example, you have a folder "C:\folder1\folder2" and a process in folder2 (process1). If the process was running, GetProcessesLockingFile() was returning "C:\folder1\folder2". So the condition if (files.Contains(filePath)) => if ("C:\folder1\folder2".contains("C:\folder1\folder2\process1")) was never true.

So this is my solution:

public static List<Process> GetProcessesLockingFile(FileInfo file)
{
    var procs = new List<Process>();

    var processListSnapshot = Process.GetProcesses();
    foreach (var process in processListSnapshot)
    {
        if (process.Id <= 4) { continue; } // system processes

        List<string> paths = GetFilesLockedBy(process);
        foreach (string path in paths)
        {
            string pathDirectory = path;
            if (!pathDirectory.EndsWith(Constants.DOUBLE_BACKSLASH))
            {
                pathDirectory = pathDirectory + Constants.DOUBLE_BACKSLASH;
            }
            string lastFolderName = Path.GetFileName(Path.GetDirectoryName(pathDirectory));

            if (file.FullName.Contains(lastFolderName))
            {
                procs.Add(process);
            }
        }
    }
    return procs;
}

Or with a string parameter:

public static List<Process> GetProcessesLockingFile(string filePath)
{
    var procs = new List<Process>();

    var processListSnapshot = Process.GetProcesses();
    foreach (var process in processListSnapshot)
    {
        if (process.Id <= 4) { continue; } // system processes

        List<string> paths = GetFilesLockedBy(process);
        foreach (string path in paths)
        {
            string pathDirectory = path;
            if (!pathDirectory.EndsWith(Constants.DOUBLE_BACKSLASH))
            {
                pathDirectory = pathDirectory + Constants.DOUBLE_BACKSLASH;
            }
            string lastFolderName = Path.GetFileName(Path.GetDirectoryName(pathDirectory));

            if (filePath.Contains(lastFolderName))
            {
                procs.Add(process);
            }
        }
    }
    return procs;
}
Saenz answered 27/7, 2016 at 17:50 Comment(1)
Where are the GetFilesLockedBy() method and the Constants class/enum?Dakar
L
-1

simpler with linq:

public void KillProcessesAssociatedToFile(string file)
    {
        GetProcessesAssociatedToFile(file).ForEach(x =>
        {
            x.Kill();
            x.WaitForExit(10000);
        });
    }

    public List<Process> GetProcessesAssociatedToFile(string file)
    {
        return Process.GetProcesses()
            .Where(x => !x.HasExited
                && x.Modules.Cast<ProcessModule>().ToList()
                    .Exists(y => y.FileName.ToLowerInvariant() == file.ToLowerInvariant())
                ).ToList();
    }
Lashing answered 21/7, 2016 at 14:42 Comment(3)
seems to just rethrow the same exceptionVolauvent
Giving the error. a 32 bit process cannot access module of 64 bit process.Expletive
This doesn't work and throws an exceptionWicklund

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